SFC Licences of SHAM Jennifer 岑穎珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RE | 9 | 20 May 2009 | 31 October 2009 |
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RE | 4 | 20 May 2009 | 31 October 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 August 2007 | 20 November 2008 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 29 August 2007 | 20 November 2008 |