SFC Licences of LI Jie 李捷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Opus Securities Limited 創富證券有限公司 | RE | 1 | 22 December 2023 | |
| Opus Capital Limited 創富融資有限公司 | RE | 6 | 22 December 2023 | |
| RaffAello Capital Limited | RE | 6 | 09 March 2023 | 13 May 2023 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 | RE | 6 | 25 May 2018 | 10 March 2020 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 | RE | 1 | 25 May 2018 | 10 March 2020 |
| VBG Capital Limited 建泉融資有限公司 | RE | 6 | 09 June 2015 | 19 April 2018 |
| VBG Capital Limited 建泉融資有限公司 | RE | 1 | 09 June 2015 | 19 April 2018 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RE | 6 | 05 August 2011 | 26 May 2015 |
| President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 | RE | 1 | 14 July 2009 | 26 May 2015 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 October 2007 | 31 July 2008 |