SFC licenceholder APO553 HO Wei-hao 何維浩

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 August 2020

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE [4] (Advising on Securities) 09 November 2016
CMB International Securities Limited 招銀國際證券有限公司 RO [1] (Dealing in Securities) 10 June 2014
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE [9] (Asset Management) 04 February 2014
Capital Global Management Limited 瑞興全球財富管理有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 16 October 2012 01 January 2014
Capital Global Management Limited 瑞興全球財富管理有限公司 RE [9] (Asset Management) 11 July 2011 01 January 2014
Capital Global Management Limited 瑞興全球財富管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 11 July 2011 16 October 2012
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 RE [1] (Dealing in Securities) 05 September 2007 14 May 2010