SFC Licences of HO Wei-hao 何維浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 09 November 2016 | 07 January 2022 |
CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 10 June 2014 | 07 January 2022 |
CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 9 | 04 February 2014 | 07 January 2022 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 4 | 16 October 2012 | 01 January 2014 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 1 | 16 October 2012 | 01 January 2014 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 9 | 11 July 2011 | 01 January 2014 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 11 July 2011 | 16 October 2012 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 11 July 2011 | 16 October 2012 |
Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 05 September 2007 | 14 May 2010 |