SFC Licences of LUO Yunting 駱昀婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 24 October 2023 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 24 October 2023 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 12 January 2016 | 13 July 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 12 January 2016 | 13 July 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 18 October 2010 | 28 August 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 10 September 2007 | 31 July 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 10 September 2007 | 31 July 2010 |