SFC Licences of CHANG David Shui Kei 張瑞祺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 12 May 2011 | 17 January 2012 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 12 May 2011 | 17 January 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 10 September 2007 | 12 October 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 September 2007 | 12 October 2007 |