SFC Licences of YIP Pak Kin Alan 葉栢堅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | RE | 4 | 16 July 2019 | |
| Neuberger Berman Asia Limited | RE | 1 | 16 July 2019 | |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 9 | 20 May 2013 | 10 May 2019 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 4 | 20 May 2013 | 10 May 2019 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 20 May 2013 | 10 May 2019 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 20 May 2013 | 10 May 2019 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 20 May 2013 | 10 May 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 September 2007 | 29 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 10 September 2007 | 29 May 2012 |