SFC Licences of YIP Pak Kin Alan 葉栢堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Neuberger Berman Asia Limited RE 4 16 July 2019
Neuberger Berman Asia Limited RE 1 16 July 2019
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 1 20 May 2013 10 May 2019
JPMorgan Asset Management (Asia Pacific) Limited RE 4 20 May 2013 10 May 2019
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 4 20 May 2013 10 May 2019
JPMorgan Asset Management (Asia Pacific) Limited RE 9 20 May 2013 10 May 2019
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 RE 9 20 May 2013 10 May 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 10 September 2007 29 May 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 10 September 2007 29 May 2012