SFC Licences of SAIGAL Gaurav
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RO | 2 | 06 July 2020 | 07 June 2022 |
Merrill Lynch Far East Limited | RO | 1 | 06 July 2020 | 07 June 2022 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 August 2018 | 07 June 2022 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2018 | 06 July 2020 |
Merrill Lynch Far East Limited | RE | 1 | 20 August 2018 | 06 July 2020 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 25 September 2007 | 11 May 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 25 September 2007 | 11 May 2018 |