SFC Licences of LUI Yin Ting Cindy 呂彥婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 20 May 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 20 May 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 20 May 2021
Rongtong Global Investment Limited 融通國際資產管理有限公司 RE 9 22 May 2020 18 March 2021
Rongtong Global Investment Limited 融通國際資產管理有限公司 RE 4 22 May 2020 18 March 2021
Rongtong Global Investment Limited 融通國際資產管理有限公司 RE 1 06 March 2020 18 March 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 25 November 2019 07 January 2020
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 25 November 2019 07 January 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 31 May 2013 22 March 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 21 September 2007 22 March 2019
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 21 September 2007 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 21 September 2007 31 August 2013