SFC Licences of HE Dingding 賀丁丁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RE | 4 | 08 March 2018 | 11 January 2021 |
| Aurora Borealis Investment Services Limited 北極光證券投資服務有限公司 | RE | 1 | 08 March 2018 | 11 January 2021 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 19 September 2013 | 20 October 2016 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 21 May 2013 | 20 October 2016 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 17 March 2011 | 21 May 2013 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 17 March 2011 | 21 May 2013 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 | RE | 6 | 05 November 2007 | 17 February 2011 |