SFC Licences of CHU Ellis Bih-Hsin 朱璧辛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 25 August 2022 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 25 August 2022 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 25 August 2022 | |
| Ion Pacific Limited | RO | 6 | 01 November 2017 | 25 May 2018 |
| Ion Pacific Limited | RO | 4 | 01 November 2017 | 25 May 2018 |
| Ion Pacific Limited | RO | 1 | 01 November 2017 | 25 May 2018 |
| Ion Pacific Limited | RE | 6 | 18 August 2017 | 01 November 2017 |
| Ion Pacific Limited | RE | 4 | 18 August 2017 | 01 November 2017 |
| Ion Pacific Limited | RE | 1 | 18 August 2017 | 01 November 2017 |
| Merrill Lynch Far East Limited | RO | 6 | 27 August 2014 | 02 March 2017 |
| Merrill Lynch Far East Limited | RO | 4 | 27 August 2014 | 02 March 2017 |
| Merrill Lynch Far East Limited | RO | 1 | 27 August 2014 | 02 March 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 6 | 27 August 2014 | 02 March 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 4 | 27 August 2014 | 02 March 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 27 August 2014 | 02 March 2017 |
| Merrill Lynch Far East Limited | RE | 6 | 30 September 2013 | 27 August 2014 |
| Merrill Lynch Far East Limited | RE | 4 | 30 September 2013 | 27 August 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 30 September 2013 | 27 August 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 30 September 2013 | 27 August 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 30 September 2013 | 27 August 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 September 2013 | 27 August 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 06 September 2010 | 25 July 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 September 2010 | 25 July 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 06 September 2010 | 31 January 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 30 December 2009 | 15 May 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 October 2008 | 15 May 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 15 May 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 24 September 2007 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 24 September 2007 | 29 September 2008 |