SFC Licences of TSO Hon Wai, Adam 曹漢威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Central China Asset Management Company Limited 中州資產管理有限公司	RO	9	07 December 2016	31 March 2017
Central China International Securities Co., Limited 中州國際證券有限公司	RE	1	13 September 2016	31 March 2017
Central China Asset Management Company Limited 中州資產管理有限公司	RE	9	13 September 2016	07 December 2016
Merrill Lynch Far East Limited	RE	2	20 June 2011	17 September 2014
Merrill Lynch Far East Limited	RE	1	20 June 2011	17 September 2014
Merrill Lynch (Asia Pacific) Limited	RE	1	20 June 2011	17 September 2014
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	21 March 2011
Morgan Stanley Hong Kong Securities Limited	RE	1	05 May 2010	21 March 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	7	05 May 2010	21 March 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	05 May 2010	21 March 2011
Morgan Stanley Hong Kong Futures Limited	RE	7	05 May 2010	06 December 2010
Morgan Stanley Hong Kong Futures Limited	RE	2	05 May 2010	06 December 2010
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	27 September 2007	13 March 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	27 September 2007	13 March 2010