SFC Licences of LAM Sau Tung 林壽彤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pearl International Securities Limited 尚源國際證券有限公司 RO 9 30 June 2023
Pearl International Securities Limited 尚源國際證券有限公司 RO 4 30 June 2023
Pearl International Securities Limited 尚源國際證券有限公司 RO 1 30 June 2023
Pearl International Securities Limited 尚源國際證券有限公司 RE 9 29 May 2023 30 June 2023
Pearl International Securities Limited 尚源國際證券有限公司 RE 4 29 May 2023 30 June 2023
Pearl International Securities Limited 尚源國際證券有限公司 RE 1 29 May 2023 30 June 2023
CMBC Asset Management Company Limited 民銀資產管理有限公司 RO 9 17 August 2017 28 July 2021
CMBC International Futures Company Limited 民銀國際期貨有限公司 RO 2 19 July 2017 28 July 2021
CMBC Securities Company Limited 民銀證券有限公司 RO 4 05 July 2017 28 July 2021
CMBC Securities Company Limited 民銀證券有限公司 RO 1 05 July 2017 28 July 2021
CMBC Securities Company Limited 民銀證券有限公司 RE 4 15 June 2017 05 July 2017
CMBC Securities Company Limited 民銀證券有限公司 RE 1 15 June 2017 05 July 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 9 06 September 2016 29 May 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 4 06 September 2016 29 May 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 2 06 September 2016 29 May 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 1 06 September 2016 29 May 2017
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 9 23 August 2016 06 September 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 23 August 2016 06 September 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 2 23 August 2016 06 September 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 23 August 2016 06 September 2016
Golden Great China Fund Management Limited 金中華基金管理有限公司 RO 9 04 March 2016 31 May 2016
Golden Great China Fund Management Limited 金中華基金管理有限公司 RO 4 04 March 2016 31 May 2016
Golden Great China Fund Management Limited 金中華基金管理有限公司 RE 9 11 January 2016 04 March 2016
Golden Great China Fund Management Limited 金中華基金管理有限公司 RE 4 11 January 2016 04 March 2016
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 RO 9 02 December 2015 08 January 2016
China Hanya Asset Management Limited 中國瀚亞資產管理有限公司 RO 4 02 December 2015 08 January 2016
Fulbright Asset Management Limited 富昌資產管理有限公司 RO 9 15 April 2015 16 May 2015
Fulbright Securities Limited 富昌證券有限公司 RE 4 15 April 2015 16 May 2015
Fulbright Securities Limited 富昌證券有限公司 RO 1 11 March 2013 16 May 2015
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 11 March 2013 15 April 2015
Fulbright Futures Limited 富昌期貨有限公司 RE 2 10 August 2011 16 May 2015
Fulbright Securities Limited 富昌證券有限公司 RE 1 18 February 2011 11 March 2013
Upbest Securities Company Limited 美建證券有限公司 RE 1 04 October 2007 09 February 2011