SFC Licences of ZHONG Tianfan 钟天帆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 08 October 2018 | 07 November 2018 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 08 October 2018 | 07 November 2018 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 29 July 2013 | 31 August 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 06 July 2011 | 26 February 2013 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 12 October 2007 | 01 April 2011 |