SFC Licences of YU Wai Ling 余慧玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 09 June 2017 | 30 September 2019 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 21 October 2011 | 01 June 2017 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 10 October 2007 | 14 October 2011 |