SFC Licences of NG Hoi Lam 吳凱琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Blue Owl Capital HK Limited | RE | 1 | 26 May 2021 | |
| Neuberger Berman Asia Limited | RE | 1 | 30 October 2017 | 20 May 2021 |
| PJT Partners (HK) Limited | RE | 1 | 11 December 2015 | 11 October 2017 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 | RE | 1 | 16 September 2014 | 30 September 2015 |
| GCM Investments Hong Kong Limited | RE | 4 | 16 May 2014 | 04 August 2014 |
| GCM Investments Hong Kong Limited | RE | 1 | 16 May 2014 | 04 August 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 22 September 2010 | 03 January 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 22 September 2010 | 03 January 2014 |
| Natixis Asia Limited | RE | 4 | 27 November 2007 | 28 July 2010 |
| Natixis Asia Limited | RE | 1 | 27 November 2007 | 28 July 2010 |