SFC Licences of CHOI Chi Hon 蔡志寒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 12 July 2021 | |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 12 July 2021 | |
| Doric Capital Corporation 多利資本有限公司 | RE | 4 | 20 November 2007 | 30 June 2021 |
| Doric Capital Corporation 多利資本有限公司 | RE | 5 | 20 November 2007 | 30 June 2021 |
| Doric Capital Corporation 多利資本有限公司 | RE | 9 | 20 November 2007 | 30 June 2021 |