SFC Licences of HUNG Kwok Chuen 熊國全
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 15 January 2015 | |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 11 June 2014 | |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 22 June 2011 | 25 May 2014 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 22 June 2011 | 25 May 2014 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 22 June 2011 | 25 May 2014 |
| HSBC Broking Securities (Hong Kong) Limited 滙豐金融證券(香港)有限公司 | RE | 1 | 22 June 2011 | 25 May 2014 |
| HSBC Broking (China) Limited 滙豐金融(中國)有限公司 | RE | 1 | 22 June 2011 | 14 August 2012 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 25 March 2010 | 12 June 2011 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 28 January 2008 | 12 June 2011 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 | RE | 1 | 24 October 2007 | 01 June 2008 |