SFC Licences of LI Jixiang
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BKT Asset Management HK Limited 班諾思有限公司 | RO | 9 | 19 January 2024 | 29 February 2024 |
| BKT Asset Management HK Limited 班諾思有限公司 | RO | 4 | 19 January 2024 | 29 February 2024 |
| BKT Asset Management HK Limited 班諾思有限公司 | RE | 9 | 14 December 2023 | 19 January 2024 |
| BKT Asset Management HK Limited 班諾思有限公司 | RE | 4 | 14 December 2023 | 19 January 2024 |
| uSmart Securities Limited 盈立證券有限公司 | RE | 9 | 19 August 2022 | 05 September 2022 |
| uSmart Securities Limited 盈立證券有限公司 | RE | 4 | 19 August 2022 | 05 September 2022 |
| uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 19 August 2022 | 05 September 2022 |
| uSmart Securities Limited 盈立證券有限公司 | RO | 9 | 06 July 2022 | 19 August 2022 |
| uSmart Securities Limited 盈立證券有限公司 | RO | 4 | 06 July 2022 | 19 August 2022 |
| uSmart Securities Limited 盈立證券有限公司 | RO | 1 | 06 July 2022 | 19 August 2022 |
| uSmart Securities Limited 盈立證券有限公司 | RE | 9 | 19 May 2022 | 06 July 2022 |
| uSmart Securities Limited 盈立證券有限公司 | RE | 4 | 19 May 2022 | 06 July 2022 |
| uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 19 May 2022 | 06 July 2022 |
| Tianda Asset Management Limited 天大資產管理有限公司 | RO | 9 | 22 November 2021 | 12 May 2022 |
| Tianda Asset Management Limited 天大資產管理有限公司 | RO | 4 | 22 November 2021 | 12 May 2022 |
| Tianda Securities Limited 天大証券有限公司 | RO | 4 | 22 November 2021 | 12 May 2022 |
| Tianda Securities Limited 天大証券有限公司 | RO | 1 | 22 November 2021 | 12 May 2022 |
| Tianda Asset Management Limited 天大資產管理有限公司 | RE | 9 | 06 September 2021 | 22 November 2021 |
| Tianda Asset Management Limited 天大資產管理有限公司 | RE | 4 | 06 September 2021 | 22 November 2021 |
| Tianda Securities Limited 天大証券有限公司 | RE | 4 | 06 September 2021 | 22 November 2021 |
| Tianda Securities Limited 天大証券有限公司 | RE | 1 | 06 September 2021 | 22 November 2021 |
| Profound Capital Limited 雲川資本有限公司 | RE | 9 | 13 October 2016 | 24 January 2018 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 17 May 2010 | 07 September 2011 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 August 2009 | 28 January 2010 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 05 June 2008 | 28 January 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 October 2007 | 04 April 2008 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 24 October 2007 | 04 April 2008 |