SFC Licences of CHONG Ching 莊正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 22 November 2022 | 05 January 2024 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 22 November 2022 | 05 January 2024 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 29 September 2017 | 18 January 2020 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 9 | 12 December 2013 | 18 January 2020 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 12 December 2013 | 18 January 2020 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 25 October 2013 | 18 January 2020 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 14 September 2011 | 01 August 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 October 2007 | 19 April 2008 |