SFC Licences of ALLEN Anthony Douglas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 18 October 2013 | 15 March 2017 |
| Merrill Lynch Far East Limited | RE | 1 | 18 October 2013 | 15 March 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 October 2013 | 15 March 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 18 July 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 11 June 2009 | 18 July 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 13 November 2007 | 24 July 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 13 November 2007 | 18 July 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 13 November 2007 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 13 November 2007 | 06 December 2010 |