SFC Licences of LUCIDO Lorenzo Giuseppe

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RO 1 06 April 2022
Merrill Lynch (Asia Pacific) Limited RO 1 06 April 2022
Merrill Lynch Far East Limited RE 2 24 May 2021
Merrill Lynch Far East Limited RE 1 24 May 2021 06 April 2022
Merrill Lynch (Asia Pacific) Limited RE 1 24 May 2021 06 April 2022
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 2 11 October 2016 20 February 2021
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 11 October 2016 20 February 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 10 March 2016 20 February 2021
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 10 March 2016 10 October 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 10 March 2016 10 October 2016
Segantii Capital Management Limited RE 9 05 June 2014 19 February 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 15 September 2011 14 March 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 19 February 2009 14 March 2013
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 02 January 2008 30 December 2011
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 13 November 2007 30 December 2011