SFC licenceholder APZ506 LUCIDO Lorenzo Giuseppe

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 10 March 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities) 10 March 2016 10 October 2016
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 10 March 2016 10 October 2016
Segantii Capital Management Limited RE [9] (Asset Management) 05 June 2014 19 February 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 15 September 2011 14 March 2013
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE [1] (Dealing in Securities) 19 February 2009 14 March 2013
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE [1] (Dealing in Securities) 02 January 2008 30 December 2011
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 13 November 2007 30 December 2011