SFC Licences of LUNDIA Yogesh
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 06 September 2010 | 19 December 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 06 September 2010 | 19 December 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 06 September 2010 | 19 December 2012 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 05 January 2010 | 09 August 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 05 January 2010 | 09 August 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 05 January 2010 | 09 August 2010 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 12 November 2007 | 12 February 2008 |