SFC licenceholder APZ857 LAI Ching Man, Jimmy 黎政民

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 30 December 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [4] (Advising on Securities) 02 November 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 02 November 2016 30 December 2016
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RO [6] (Advising on Corporate Finance) 10 June 2015 30 September 2016
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE [1] (Dealing in Securities) 09 June 2015 30 September 2016
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RE [6] (Advising on Corporate Finance) 09 June 2015 10 June 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 29 April 2015 21 May 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 09 December 2014 29 April 2015
Partners Capital International Limited 博大資本國際有限公司 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 29 July 2014 01 December 2014
Partners Capital International Limited 博大資本國際有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 29 May 2014 29 July 2014
Cinda International Capital Limited 信達國際融資有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 29 December 2010 25 May 2014
ZZCI Corporate Finance Limited 中植資本企業融資有限公司 RE [1] (Dealing in Securities) 04 June 2009 14 December 2010
ZZCI Corporate Finance Limited 中植資本企業融資有限公司 RE [6] (Advising on Corporate Finance) 09 April 2009 14 December 2010
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RE [6] (Advising on Corporate Finance) 17 December 2007 04 April 2009