SFC Licences of LAI Ching Man, Jimmy 黎政民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RO 1 11 August 2021
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RO 6 11 August 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 30 April 2021 11 August 2021
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 30 April 2021 11 August 2021
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 6 30 December 2016 25 November 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO 1 30 December 2016 25 November 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 02 November 2016 25 November 2020
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 02 November 2016 30 December 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 02 November 2016 30 December 2016
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RO 6 10 June 2015 30 September 2016
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 09 June 2015 30 September 2016
Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 RE 6 09 June 2015 10 June 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 29 April 2015 21 May 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 29 April 2015 21 May 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 09 December 2014 29 April 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 09 December 2014 29 April 2015
Partners Capital International Limited 博大資本國際有限公司 RO 6 29 July 2014 01 December 2014
Partners Capital International Limited 博大資本國際有限公司 RO 1 29 July 2014 01 December 2014
Partners Capital International Limited 博大資本國際有限公司 RE 6 29 May 2014 29 July 2014
Partners Capital International Limited 博大資本國際有限公司 RE 1 29 May 2014 29 July 2014
Cinda International Capital Limited 信達國際融資有限公司 RE 6 29 December 2010 25 May 2014
Cinda International Capital Limited 信達國際融資有限公司 RE 1 29 December 2010 25 May 2014
Neutral Financial Holding Company Limited 中和金控有限公司 RE 1 04 June 2009 14 December 2010
Neutral Financial Holding Company Limited 中和金控有限公司 RE 6 09 April 2009 14 December 2010
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RE 6 17 December 2007 04 April 2009