SFC Licences of WONG Yiu Wan 黃曉雲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 12 August 2015 31 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 4 26 May 2014 31 May 2015
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 29 March 2010 02 December 2013
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 16 November 2007 02 December 2013