SFC Licences of WONG Yiu Wan 黃曉雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 12 August 2015 | 31 January 2016 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 26 May 2014 | 31 May 2015 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 29 March 2010 | 02 December 2013 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 16 November 2007 | 02 December 2013 |