SFC Licences of WONG Chun Nae, Janny 王珍妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 16 February 2022 | |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 16 February 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 16 February 2022 | |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 23 June 2014 | 24 December 2021 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 15 February 2011 | 24 December 2021 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 15 February 2011 | 24 December 2021 |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 15 October 2009 | 02 January 2011 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 15 October 2009 | 02 January 2011 |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 23 February 2009 | 18 September 2009 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 21 November 2007 | 18 September 2009 |