SFC Licences of LEI Baoxi 雷宝溪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Crosby Securities Limited 高誠證券有限公司	RE	9	16 August 2019
Crosby Securities Limited 高誠證券有限公司	RE	4	16 August 2019
Crosby Securities Limited 高誠證券有限公司	RE	1	16 August 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	01 April 2014	07 November 2017
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	7	04 September 2013	07 November 2017
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司	RE	1	16 July 2012	07 November 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	16 July 2012	07 November 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	16 July 2012	07 November 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	16 July 2012	01 November 2013
UBS Securities Hong Kong Limited	RE	7	25 November 2011	27 March 2012
UBS Securities Hong Kong Limited	RE	1	23 November 2007	27 March 2012
UBS Securities Asia Limited	RE	1	23 November 2007	27 March 2012
UBS Securities Asia Limited	RE	2	23 November 2007	27 March 2012