SFC Licences of KE Yele 柯燁樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HongShan Capital Advisors (Hong Kong) Limited 紅杉中國投資管理(香港)有限公司 | RE | 9 | 12 April 2013 | 31 December 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 11 October 2010 | 14 January 2012 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 31 December 2007 | 06 October 2010 |