SFC Licences of WU Chun Pong 胡振邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 21 March 2012 | 03 May 2014 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 06 September 2011 | 03 February 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 27 July 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 September 2009 | 27 July 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 26 November 2007 | 01 August 2009 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 26 November 2007 | 01 August 2009 |