SFC Licences of SILVER Colin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 10 May 2010 | 01 June 2010 |
Merrill Lynch Far East Limited | RE | 1 | 10 May 2010 | 01 June 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 May 2010 | 01 June 2010 |
ABN AMRO Financial Products Limited | RE | 1 | 04 July 2008 | 16 April 2010 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 04 December 2007 | 14 May 2008 |