SFC Licences of CHEUNG Wai 張惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 24 June 2019 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 February 2017 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 02 February 2017 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 19 December 2012 | 01 February 2017 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 19 December 2012 | 01 February 2017 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 02 December 2010 | 15 December 2012 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 02 December 2010 | 15 December 2012 |
| Finet Securities Limited 財華證券有限公司 | RE | 1 | 28 January 2008 | 01 December 2010 |
| Finet Securities Limited 財華證券有限公司 | RE | 2 | 28 January 2008 | 01 December 2010 |