SFC Licences of XU Jianan 徐佳楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RO | 2 | 09 March 2020 | |
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 1 | 15 March 2013 | |
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) | RE | 9 | 03 December 2012 | |
SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司 | RE | 9 | 25 January 2011 | 30 September 2012 |
Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 01 November 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 December 2007 | 01 November 2010 |
Merrill Lynch Far East Limited | RE | 1 | 10 December 2007 | 01 November 2010 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 10 December 2007 | 20 August 2010 |