SFC Licences of FUJIWARA Yasuhiro

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 5 16 May 2013 21 January 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 16 May 2013 21 January 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 2 16 May 2013 21 January 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 16 May 2013 21 January 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 11 April 2013 16 May 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 11 April 2013 16 May 2013
Merrill Lynch Far East Limited RO 2 20 August 2010 10 October 2011
Merrill Lynch Far East Limited RO 1 09 October 2008 10 October 2011
Merrill Lynch (Asia Pacific) Limited RO 7 09 October 2008 10 October 2011
Merrill Lynch (Asia Pacific) Limited RO 1 09 October 2008 10 October 2011
Merrill Lynch Futures (Hong Kong) Limited RO 2 09 October 2008 31 December 2010
Merrill Lynch Futures (Hong Kong) Limited RE 2 10 December 2007 09 October 2008
Merrill Lynch Far East Limited RE 1 10 December 2007 09 October 2008
Merrill Lynch (Asia Pacific) Limited RE 7 10 December 2007 09 October 2008
Merrill Lynch (Asia Pacific) Limited RE 1 10 December 2007 09 October 2008