SFC Licences of CHO Jong Ug 曹鍾旭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RO 1 09 August 2016 04 January 2019
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 4 19 September 2014 04 January 2019
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 RE 1 26 June 2014 09 August 2016
Morgan Stanley Hong Kong Futures Limited RE 2 12 December 2007 21 November 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 12 December 2007 21 November 2008