SFC Licences of CHO Jong Ug 曹鍾旭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RO | 1 | 09 August 2016 | 04 January 2019 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 19 September 2014 | 04 January 2019 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 26 June 2014 | 09 August 2016 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 12 December 2007 | 21 November 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 December 2007 | 21 November 2008 |