SFC Licences of LEE Kam Chiu 李錦超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 02 October 2013 | 29 April 2022 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 27 May 2010 | 01 October 2013 |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 10 July 2009 | 01 May 2010 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 15 June 2009 | 14 July 2009 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 | RE | 4 | 19 December 2007 | 27 May 2009 |