SFC Licences of ZHANG Shao Ying 張少英

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 30 June 2010 11 December 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 18 August 2009 11 December 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 18 August 2009 11 December 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 18 August 2009 11 December 2012
UBS Derivatives Hong Kong Limited RE 2 21 December 2007 10 July 2009
UBS Securities Asia Limited RE 2 21 December 2007 10 July 2009
UBS Securities Asia Limited RE 1 21 December 2007 10 July 2009
UBS Securities Hong Kong Limited RE 1 21 December 2007 10 July 2009