SFC Licences of ZHANG Shao Ying 張少英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 30 June 2010 | 11 December 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 18 August 2009 | 11 December 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 18 August 2009 | 11 December 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 August 2009 | 11 December 2012 |
UBS Derivatives Hong Kong Limited | RE | 2 | 21 December 2007 | 10 July 2009 |
UBS Securities Asia Limited | RE | 2 | 21 December 2007 | 10 July 2009 |
UBS Securities Asia Limited | RE | 1 | 21 December 2007 | 10 July 2009 |
UBS Securities Hong Kong Limited | RE | 1 | 21 December 2007 | 10 July 2009 |