SFC Licences of ZHANG Yichi 張亦弛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 29 September 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 29 September 2023
Morgan Stanley Hong Kong Securities Limited RE 2 03 July 2020 05 February 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 August 2017 05 February 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 01 June 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 01 June 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 24 December 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 24 December 2007 29 September 2008