SFC Licences of SUNG Pui Yu 宋沛榆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 20 August 2021
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 05 May 2021 20 August 2021
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 05 May 2021
Lego Corporate Finance Limited 力高企業融資有限公司 RO 6 21 November 2018 22 March 2021
Lego Corporate Finance Limited 力高企業融資有限公司 RE 6 22 January 2016 21 November 2018
Quam Capital Limited 華富建業企業融資有限公司 RE 6 10 March 2014 31 December 2015
VC Capital Limited 滙盈融資有限公司 RE 6 09 November 2011 04 March 2014
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 16 February 2011 31 October 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 29 November 2010 01 February 2011
Cinda International Capital Limited 信達國際融資有限公司 RE 1 28 July 2010 20 November 2010
Cinda International Capital Limited 信達國際融資有限公司 RE 6 07 August 2008 20 November 2010
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RE 6 10 January 2008 25 July 2008
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 10 January 2008 25 July 2008