SFC Licences of CHAN Ka Ki 陳嘉琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 17 June 2019 | 13 May 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 28 June 2018 | 13 May 2022 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 23 April 2018 | 08 June 2018 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 19 June 2008 | 03 January 2018 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 16 January 2008 | 03 January 2018 |