SFC Licences of CHAN Ka Ki 陳嘉琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 17 June 2019 13 May 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 28 June 2018 13 May 2022
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 23 April 2018 08 June 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 19 June 2008 03 January 2018
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 16 January 2008 03 January 2018