SFC Licences of WONG Wai Ha 黃慧霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
South China Investment Management Limited 南華投資管理有限公司 RE 9 01 February 2024
South China Research Limited 南華資料研究有限公司 RE 4 01 February 2024
South China Securities Limited 南華證券投資有限公司 RE 1 01 February 2024
South China Investment Management Limited 南華投資管理有限公司 RE 9 20 September 2022 16 November 2022
South China Research Limited 南華資料研究有限公司 RE 4 20 September 2022 16 November 2022
South China Securities Limited 南華證券投資有限公司 RE 1 20 September 2022 16 November 2022
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 31 March 2022 05 April 2022
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 31 March 2022 05 April 2022
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 31 March 2022 05 April 2022
PSI Capital Asia Limited RE 4 14 May 2018 17 August 2020
PSI Capital Asia Limited RE 1 14 May 2018 17 August 2020
Generali Investments Asia Limited 忠利投資亞洲有限公司 RO 5 17 September 2015 30 April 2018
Generali Investments Asia Limited 忠利投資亞洲有限公司 RO 1 15 May 2014 30 April 2018
Generali Investments Asia Limited 忠利投資亞洲有限公司 RE 9 13 August 2013 30 April 2018
Generali Investments Asia Limited 忠利投資亞洲有限公司 RE 2 11 September 2008 24 July 2014
Generali Investments Asia Limited 忠利投資亞洲有限公司 RE 4 10 March 2008 30 April 2018
Generali Investments Asia Limited 忠利投資亞洲有限公司 RE 5 10 March 2008 17 September 2015
Generali Investments Asia Limited 忠利投資亞洲有限公司 RE 1 10 March 2008 15 May 2014