SFC Licences of SOON Sher Rene
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 05 March 2012 | 09 January 2014 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 21 January 2008 | 09 March 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 21 January 2008 | 09 March 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 21 January 2008 | 09 March 2011 |