SFC Licences of WONG Chun Wai 黃俊威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 05 October 2016 | |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 05 October 2016 | |
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 18 July 2012 | 26 August 2016 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 18 July 2012 | 26 August 2016 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 29 June 2012 | 10 July 2012 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 29 June 2012 | 10 July 2012 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 15 September 2009 | 28 May 2012 |
ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 20 August 2009 | 28 May 2012 |
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 | RE | 2 | 11 November 2008 | 07 August 2009 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 31 July 2008 | 23 October 2008 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 22 January 2008 | 23 October 2008 |