SFC Licences of CHENG Yuen Chiu 鄭元超

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CX Investment Management Limited 淳熙投資管理有限公司	RO	9	21 October 2020
CX Investment Management Limited 淳熙投資管理有限公司	RO	4	21 October 2020
uSmart Securities Limited 盈立證券有限公司	RE	9	23 September 2019	13 July 2020
uSmart Securities Limited 盈立證券有限公司	RE	4	06 August 2019	13 July 2020
uSmart Securities Limited 盈立證券有限公司	RE	1	06 August 2019	13 July 2020
Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司	RE	4	11 November 2016	16 May 2019
Bridgeway Prime Shop Fund Management Limited 盛滙商舖基金管理有限公司	RE	1	11 November 2016	16 May 2019
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	20 November 2013	19 June 2015
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	20 November 2013	19 June 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	20 November 2013	19 June 2015
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	30 April 2009	01 October 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	06 February 2009	01 October 2010
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	06 February 2009	01 August 2010
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司	RE	3	10 March 2008	13 October 2008
Success Securities Limited 實德證券有限公司	RE	1	10 March 2008	13 October 2008