SFC Licences of LAM Hay Yin 林曦妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RO | 4 | 12 July 2010 | 15 November 2011 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RO | 1 | 12 July 2010 | 15 November 2011 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 07 March 2008 | 01 April 2010 |