SFC Licences of CORMIER David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RO | 2 | 25 November 2011 | 05 October 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 27 September 2011 | 05 October 2012 |
| Macquarie Asia Securities Limited | RE | 2 | 27 September 2011 | 25 November 2011 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 23 June 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 05 February 2008 | 23 June 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 February 2008 | 23 June 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 05 February 2008 | 20 August 2010 |