SFC Licences of WU Xiaozheng 吳小征

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Rui Da International Asset Management (Hong Kong) Limited 瑞達國際資產管理(香港)有限公司	RE	9	18 May 2023	28 February 2024
Asia Lion Capital (Hong Kong) Limited 亞獅資本(香港)有限公司	RE	9	29 April 2022	17 April 2023
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司	RE	4	25 May 2021	08 December 2021
Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司	RE	1	25 May 2021	08 December 2021
Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司	RE	9	25 May 2021	08 December 2021
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司	RE	1	11 June 2020	04 December 2020
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司	RE	9	14 June 2017	01 January 2020
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司	RE	4	14 June 2017	01 January 2020
Cinda International Asset Management Limited 信達國際資產管理有限公司	RE	9	11 December 2015	05 September 2016
Cinda International Asset Management Limited 信達國際資產管理有限公司	RE	4	11 December 2015	05 September 2016
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	26 March 2014	01 September 2015
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	26 March 2014	01 September 2015
RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司	RE	1	24 February 2011	14 May 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	11 February 2008	30 March 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	11 February 2008	30 March 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	11 February 2008	30 March 2009