SFC Licences of WONG Shing Yip 王成業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Smooth Noble (Globle) Limited	RO	9	27 October 2023
Smooth Noble (Globle) Limited	RO	4	27 October 2023
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	9	26 March 2021	07 May 2023
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	4	26 March 2021	07 May 2023
China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司	RO	1	26 March 2021	07 May 2023
Plutus Asset Management Limited 貝德斯資產管理有限公司	RO	9	10 December 2020	25 March 2021
Plutus Asset Management Limited 貝德斯資產管理有限公司	RO	4	10 December 2020	25 March 2021
Plutus Securities Limited 貝德斯證券有限公司	RO	1	23 March 2020	25 March 2021
Plutus Asset Management Limited 貝德斯資產管理有限公司	RE	9	30 October 2019	10 December 2020
Plutus Asset Management Limited 貝德斯資產管理有限公司	RE	4	30 October 2019	10 December 2020
Plutus Securities Limited 貝德斯證券有限公司	RE	1	31 July 2019	23 March 2020
BS Securities Limited 大成功證券有限公司	RO	1	18 June 2019	08 July 2019
China Jianxin Financial Services Limited 中國建信金融服務有限公司	RO	1	12 January 2017	10 May 2018
China Jianxin Financial Services Limited 中國建信金融服務有限公司	RE	1	03 October 2016	12 January 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	14 September 2016	22 September 2016
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	14 September 2016	22 September 2016
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	3	14 May 2012	08 September 2016
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司	RE	2	01 June 2011	08 September 2016
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	20 May 2011	08 September 2016
Hing Wong Securities Limited 興旺證券有限公司	RE	1	11 August 2009	01 April 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	11 February 2009	15 July 2009
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	23 January 2009	15 July 2009
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	31 March 2008	31 October 2008