SFC Licences of WU Xianao 吳顯鏖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 14 July 2017 | 20 August 2017 |
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 4 | 07 April 2017 | 20 August 2017 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 29 May 2015 | 14 July 2017 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RO | 9 | 30 March 2015 | 20 August 2017 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RO | 4 | 30 March 2015 | 20 August 2017 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 9 | 10 February 2015 | 30 March 2015 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 | RE | 4 | 10 February 2015 | 30 March 2015 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 | RO | 4 | 17 December 2008 | 01 January 2015 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 | RO | 9 | 25 April 2008 | 01 January 2015 |