SFC Licences of HONG Jenny
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 31 July 2009 | 24 November 2012 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 26 February 2009 | 24 November 2012 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 26 February 2009 | 29 June 2012 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 February 2008 | 29 June 2012 |