SFC Licences of HONG Jenny

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 31 July 2009 24 November 2012
CLSA Limited 中信里昂證券有限公司 RE 4 26 February 2009 24 November 2012
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 26 February 2009 29 June 2012
CLSA Limited 中信里昂證券有限公司 RE 1 18 February 2008 29 June 2012