SFC Licences of LI Pan 李攀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Truth Capital (Hong Kong) Limited 大道資本(香港)有限公司	RO	9	20 September 2022
Truth Capital (Hong Kong) Limited 大道資本(香港)有限公司	RO	4	20 September 2022
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司	RO	9	07 November 2017	22 July 2022
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司	RO	4	07 November 2017	22 July 2022
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司	RE	9	19 September 2017	07 November 2017
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司	RE	4	19 September 2017	07 November 2017
IDS Forex HK Limited	RO	9	05 May 2017	22 June 2017
IDS Forex HK Limited	RO	4	05 May 2017	22 June 2017
BTL Asset Management Company Limited 銀信資產管理有限公司	RO	9	28 August 2015	30 September 2016
BTL Asset Management Company Limited 銀信資產管理有限公司	RO	4	28 August 2015	30 September 2016
BTL Asset Management Company Limited 銀信資產管理有限公司	RO	1	28 August 2015	30 September 2016
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RO	9	29 December 2014	01 July 2015
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RO	4	29 December 2014	01 July 2015
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司	RO	1	29 December 2014	01 July 2015
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RO	1	20 December 2012	30 May 2014
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司	RO	4	19 March 2012	30 May 2014
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司	RO	9	01 February 2011	30 May 2014
Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司	RE	9	26 February 2009	01 February 2011
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司	RE	2	07 April 2008	30 May 2014
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司	RE	1	07 April 2008	20 December 2012