SFC Licences of LAW King Yiu 羅琼瑤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 15 May 2009 | 23 September 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 May 2009 | 23 September 2019 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 19 December 2008 | 01 May 2009 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 15 May 2008 | 01 May 2009 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 25 February 2008 | 01 May 2009 |